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UCP600/ISBP测试题目(2007)

说明：由于题目中涉及的专门用语较多，为避免出现表达歧义，同时使用了中文及英文，内容相同。英文部分大多使用一般现在时或现在完成时表达，未用虚拟语态。个人可根据习惯选择阅读中文或英文题目，必要时可相互参考。除题目另有表述外，需依据UCP600的内容作答。

一、单项选择题：（1-28题每题1分，29-36题每题2分）

1、UCP600实施的日期是_____________

UCP600 will come into force on________

(A) Oct.25, 2006 (B) Jan.1, 2007 (C) Jul.1, 2007 (D) Oct.1, 2007 答案 C

2007年7月1日UCP600实施；2006年10月25 日为UCP600在国际商会银行委员会会议上获准通过的时间。

2、一通过SWIFT电文MT700格式开立的信用证显示：收报日期070702，发报日期070629，40E场适用规则为UCP LATEST VERSION，该信用证适用的规则是________

(A) UCP600 (B) UCP500 (C) UCP400 (D) ISBP－ICC Publication 645

A SWIFT L/C in form of MT700 shows: Date of receipt of SWIFT msg: 070702, Date of dispatch of SWIFT msg: 070629, Field 40E applicable rules: UCP LATEST VERSION

This L/C should be subject to __________ (A) UCP600 (B) UCP500 (C) UCP400 (D) ISBP－ICC Publication 645 答案 B

按照SWIFT 的7系列报文40E场的使用规则，该信用证适用的是开证日当天生效的UCP。因此，在7月初收到来证时必须注意31C场的时间。特别是通过710电文转通知的信用证，尤其需要注意。对于先收到简电、后收到通过信件方式寄送的信用证全文时，如难以确定所使用的UCP版本，则需发电证实。

由于客户对SWIFT电文的识别能力有限，在通知时可提示客户信用证遵循的UCP版本。

3、如果客户在UCP600实施后还在开证申请书中要求该信用证受UCP500的约束，作为开证行应该______

（A）劝阻客户，告知其UCP500已禁止使用

（B）按照客户要求办理，同时提示客户UCP600已实施

（C）在信用证中明示受UCP最新版本约束，自然按UCP600处理（D）在信用证中不明示受何种规则约束，自然按UCP500处理

If a customer requests that the L/C is subject to UCP500 in his application after UCP600 is in effect, you (as the issuing bank) should_______

（A）discourage the applicant, telling him that the issuance of a L/C subject to UCP500 is prohibited at that time.

（B）issue the L/C according to the applicant?s request, reminding him that UCP600 has been in effect.

（C）indicate “subject to UCP latest version” in the L/C, consequently the L/C is subject to UCP600

（D）issue the L/C without indicating what kind of rules the L/C is subject to, consequently the L/C is subject to UCP500 答案 B

虽然UCP600即将于今年7月1日生效，但ICC并未声明UCP500失效，因此，开立或收到遵循UCP500的信用证依然是可能的。

4、A银行开立一份仅指定B银行作议付行的远期议付信用证，受益人通过其他银行将单据在规定时间内将单据寄交A银行，请问A银行应对所提交的相符单据做出______

(A) 议付 (B) 承付 (C) 即期付款 (D) 回购

Bank A issues an usance L/C which is available with Bank B only by negotiation. The beneficiary presents documents to Bank A via another bank within the stipulated period. Bank A should _____ this complying presentation. (A) negotiate (B) honour

此笔业务适用第7条a-v款，在指定行未作为的情况下，开证行直接对受益人承担“承付”责任。

5、开证行发出函开信用证次日发现L/C有缮打错误，立即向通知行补发电文（SWIFT MT799）更正。以下哪种说法正确？____

(A)此更正电是信用证不可分割的一部分，只要先于函开的原证到达通知行，即可有效。

(B)此更正电只要在受益人收到函开的原证前到达通知行，由通知行与原证一起向受益人通知，即可有效。

(C)此更正电视同信用证的修改，受益人有权拒绝接受。

(D)此更正电只要在受益人交单前通知给受益人，即可有效。

An issuing bank finds typing error on the next day of dispatching a mailed L/C, and

sends out a SWIFT message in MT799 to the advising bank to modify it. Which comment on the modification is correct? ______

(A) This message of modification, as an integral part of the credit, is valid provided that it reaches the advising bank prior to the arrival of mailed L/C.

(B) This message of modification is valid provided that it reaches the advising bank prior to the arrival of mailed L/C, and is advised the beneficiary together with the mailed L/C by the advising bank.

(C) The effectiveness of the modification is as the same as an amendment to the L/C. The Beneficiary has right to reject it.

(D) This message of modification is valid provided that it is advised to the beneficiary prior to the presentation of documents made by the beneficiary. 答案 C

按照第7条b款，信用证一经开出，开证行即受其约束。

6、A银行开立一份指定B银行作付款行的延期付款信用证。B银行接到受益人的相符交单后向受益人做出延期付款承诺，并随后接到开证行通知表示单据被接受。在付款到期日以前，B银行应受益人请求提前支付，请问B银行的行为是否受UCP600保护____

(A) 依据B银行所在国规定情况 (B) 是

Bank A issues a L/C which is available with Bank B by deferred payment. Bank B makes the deferred payment undertaking to beneficiary upon beneficiary?s complying presentation. Bank A notices Bank B that the documents are accepted. Prior to the maturity, Bank B makes payment to beneficiary before maturity at the request of beneficiary. Whether the action of Bank B is protected by UCP600 or not. _________ (A) it depends on the stipulation of the country which Bank B located (B) yes (C) no

(D) it depends on the agreement made by Bank A and Bank B outside the L/C 答案 B

按照第7条c款及第12条b款，指定行对延期付款信用证下单据的融资行为受到保护。

7．一份远期信用证限制A银行议付并由该行加具保兑。一旦A银行加保，收到受益人相符交单和议付申请书时，A银行_________：（A）承诺到期付款并于到期日付款，不予议付

（B）可以根据交单时融资额度等情况自主决定是否议付（C）必须无追索权地议付（D）必须有追索权地议付

A usance credit is available with Bank A only by negotiation. Bank A has added his confirmation at request of the issuing bank. On receipt of a complying presentation and the application for negotiation from the beneficiary, Bank A______

（A）must undertake to pay at maturity and will pay at maturity, without negotiation. （B）may negotiate the documents at its own discretion according to some factors, such as balance of credit line at the presentation

（C）must negotiate the documents without recourse （D）must negotiate the documents with recourse 答案 C

此种情况适用第8条a-ii款。保兑行在对指定其为议付行的议付信用证做出保兑后，必须无追索地议付受益人的相符交单。

8、A银行开立一份信用证，委托B银行作通知行；B银行无法直接通知给受益人，经联系受益人后将信用证发送给C银行，由C银行通知受益人。请问在此笔业务中，哪家银行是UCP600认可的通知行_________ (A) 仅A银行 (B) 仅 B银行 (C) 仅 C银行 (D) B和C银行

Bank A issues a L/C to Bank B for advising. However, Bank B cannot advise the L/C to beneficiary only by himself. Following the instructions of beneficiary, Bank B sends the L/C to Bank C to advise. Bank C finally advises the L/C to beneficiary. Which bank(s) is (are) the advising bank(s) recognized by UCP600? ___ (A) Bank A only (B) Bank B only

B银行为通知行，C银行为第二通知行（第9条c款），均为UCP600认可的通知行。

9、如下哪些关于通知行责任的说法是正确的_______

（A）收到一份缺少2/2页的信用证时，该通知行必须在收齐缺失页之后才能通知该份信用证。

（B）通知行必须承担信用证议付或付款或承兑的责任（C）通知行必须对所通知信用证的表面真实性负责

（D）为避免过多费用的发生，通知行必须自行向受益人通知。如不得不使用另一银行通知信用证，必须得到开证行的许可。

（E）如LC所规定的通知行不能或不愿通知，必须毫不延误地告知受益人（F）信用证的修改必须通过信用证的同一通知行进行通知。对受益人接受或拒绝接受修改的通知，该通知行没有义务告知发出修改的银行

Which statement on the obligation of an advising bank is correct? _____

（A）An advising bank receives a credit with page number 2/2 missing. The advising bank will advise the credit only when it receives the missing page.

（B）An advising bank is responsible for negotiation or payment or acceptance under the L/C

（C）An advising bank is responsible for the apparent authenticity of its advised L/C. （D）In order to avoid incurring too much cost, an advising bank must advise the beneficiary of the L/C by itself. If the advising bank has to advise the L/C through

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