1.56 Subinvestigator ´Î¼¶Ñо¿ÈËÔ±
Any individual member of the clinical trial team designated and supervised by the investigator at a trial site to perform critical trial-related procedures and/or to make important trial-related decisions (e.g., associates, residents, research fellows). See also Investigator.
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1.57 Subject/Trial Subject ¶ÔÏó/ÊÔÑé¶ÔÏó
An individual who participates in a clinical trial, either as a recipient of the investigational product(s) or as a control.
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1.58 Subject Identification Code ¶ÔÏóʶ±ð±àÂë
A unique identifier assigned by the investigator to each trial subject to protect the subject's identity and used in lieu of the subject's name when the investigator reports adverse events and/or other trial related data. Ñо¿ÕßΪÿһÃûÊÜÊÔ¶ÔÏóÖ¸¶¨µÄ¶ÀÌØÊ¶±ðºÅÂ룬ÒÔ±£»¤¶ÔÏóµÄÉí·Ý²¢ÔÚÑо¿Õß±¨¸æ²»Á¼Ê¼þºÍ/»òÆäËûÓëÊÔÑéÓйØÊý¾Ýʱ´úÌæ¶ÔÏóÐÕÃû¡£
1.59 Trial Site ÊÔÑ鵥λ
The location(s) where trial-related activities are actually conducted. ÕæÕý¿ªÕ¹ÓëÁÙ´²ÊÔÑéÓйػµÄµØ·½¡£
1.60 Unexpected Adverse Drug Reaction ·ÇÔ¤ÆÚµÄÒ©Æ·²»Á¼·´Ó¦
An adverse reaction, the nature or severity of which is not consistent with the applicable product information (e.g., Investigator's Brochure for an unapproved investigational product or package insert/summary of product characteristics for an approved product) (see the ICH Guideline for Clinical Safety Data Management: Definitions and Standards for Expedited Reporting).
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1.61 Vulnerable Subjects ÈõÊÆ¶ÔÏó
Individuals whose willingness to volunteer in a clinical trial may be unduly influenced by the expectation, whether justified or not, of benefits associated with participation, or of a retaliatory response from senior members of a hierarchy in case of refusal to participate. Examples are members of a group with a hierarchical structure, such as medical, pharmacy, dental, and nursing students, subordinate hospital and laboratory personnel, employees of the pharmaceutical industry, members of the armed forces, and persons kept in detention. Other vulnerable subjects include patients with incurable diseases, persons in nursing homes, unemployed or impoverished persons, patients in emergency situations, ethnic minority groups, homeless persons, nomads, refugees, minors, and those incapable of giving consent.
Ö¸Êܵ½²»Õýµ±µÄÓ°Ïì¶ø³ÆÎªÒ»¸öÁÙ´²Ö¾Ô¸ÕßµÄÈË£¬ËûÃÇ¿ÉÄÜÓÉÓÚÆÚÍû£¨ÎÞÂÛÕýµ±Óë·ñ£©²Î¼ÓÊÔÑé¶ø°éËæµÄÀûÒæ£¬»òÕ߾ܾø²Î¼Ó»áÊܵ½µÈ¼¶ÖÐ×ÊÉî³ÉÔ±µÄ±¨¸´¡£Óеȼ¶½á¹¹µÄÍÅÌåµÄ³ÉÔ±£¬Èçҽѧ¡¢Ò©Ñ§¡¢³Ý¿Æ»ò»¤ÀíרҵµÄѧÉú£¬¸½ÊôÒ½ÔººÍʵÑéÊÒÈËÔ±£¬ÖÆÒ©¹«Ë¾µÄ¹ÍÔ±£¬¾üÈË£¬ÒÔ¼°±»¼à½ûµÄÈË¡£ÆäËûÈõÊÆ¶ÔÏó°üÀ¨Î޿ɾÈÒ©µÄ»¼Õߣ¬×¡ÔÚ¸£ÀûÔºÀûµÄÈË£¬Ê§ÒµÕß»òÇîÈË£¬´¦ÓÚΣ¼±×´¿öµÄ²¡ÈË£¬ÉÙÊýÃñ×壬Î޼ҿɹéÕߣ¬Á÷ÀËÕߣ¬Î´³ÉÄêÕߣ¬ºÍÄÇЩÎÞÄÜÁ¦¸ø³öÖªÇéͬÒâµÄÈË
1.62 Well-being (of the trial subjects) ½¡¿µ£¨ÊÔÑé¶ÔÏóµÄ£©
The physical and mental integrity of the subjects participating in a clinical trial. ²Î¼ÓÁÙ´²ÊÔÑé¶ÔÏóµÄÌå¸ñºÍ¾«ÉñµÄÍêÕûÐÔ¡£
2. THE PRINCIPLES OF ICH GCP ICH-GCPµÄÔÔò
2.1 Clinical trials should be conducted in accordance with the ethical principles that have their origin in the
Declaration of Helsinki, and that are consistent with GCP and the applicable regulatory requirement(s). 2.1 ÁÙ´²ÊÔÑéµÄʵʩӦ·ûºÏÔ´×ÔºÕ¶ûÐÁ»ùÐûÑÔµÄÂ×ÀíÔÔò£¬Óë£Ç£Ã£ÐºÍÊÊÓùÜÀíÒªÇóÒ»Ö¡£
2.2 Before a trial is initiated, foreseeable risks and inconveniences should be weighed against the anticipated
benefit for the individual trial subject and society. A trial should be initiated and continued only if the anticipated benefits justify the risks. 2.2 ÔÚ¿ªÊ¼Ò»¸öÊÔÑé֮ǰ£¬Ó¦µ±È¨ºâ¸öÌåÊÔÑé¶ÔÏóºÍÉç»áµÄ¿ÉÔ¤¼û·çÏÕ¡¢²»·½±ãºÍÔ¤ÆÚµÄÊÜÒæ¡£Ö»Óе±Ô¤ÆÚµÄÊÜÒæ´óÓÚ·çÏÕʱ£¬²Å¿ªÊ¼ºÍ¼ÌÐøÒ»¸öÁÙ´²ÊÔÑé¡£
2.3 The rights, safety, and well-being of the trial subjects are the most important considerations and should
prevail over interests of science and society.
2.3 ÊÔÑé¶ÔÏóµÄȨÀû¡¢°²È«ºÍ½¡¿µÊÇ×îÖØÒªµÄ¿¼ÂÇ£¬Ó¦µ±Ê¤¹ý¿ÆÑ§ºÍÉç»áµÄÀûÒæ¡£
2.4 The available nonclinical and clinical information on an investigational product should be adequate to
support the proposed clinical trial.
2.4 ¹ØÓÚÊÔÑéÓÃÒ©Æ·¿ÉµÃµ½µÄ·ÇÁÙ´²ºÍÁÙ´²×ÊÁÏÓ¦×ãÒÔÖ§³ÖËùÌáÒéµÄÁÙ´²ÊÔÑé¡£
2.5 Clinical trials should be scientifically sound, and described in a clear, detailed protocol. 2.5 ÁÙ´²ÊÔÑéÓ¦µ±ÓмáʵµÄ¿ÆÑ§»ù´¡£¬ÓÐÃ÷È·¡¢ÏêϸÃèÊöµÄÊÔÑé·½°¸¡£
2.6 A trial should be conducted in compliance with the protocol that has received prior institutional review
board (IRB)/independent ethics committee (IEC) approval/favourable opinion.
2.6 ÁÙ´²ÊÔÑéµÄʵʩӦµ±×ñÑÊÂÏÈÒѾµÃµ½Ñо¿»ú¹¹Éó²éίԱ»á£¨£É£Ò£Â£©/¶ÀÁ¢µÄÂ×ÀíίԱ»á£¨£É£Å£Ã£©Åú×¼/Ô޳ɵÄÊÔÑé·½°¸¡£
2.7 The medical care given to, and medical decisions made on behalf of, subjects should always be the
responsibility of a qualified physician or, when appropriate, of a qualified dentist. 2.7 Ò»ÃûºÏ¸ñÒ½Éú»òºÏ¸ñÑÀÒ½µÄÖ°ÔðÓÀÔ¶ÊǸøÓè¶ÔÏóÒ½ÁƱ£½¡£¬´ú±í¶ÔÏó×÷³öҽѧ¾ö¶¨¡£
2.8 Each individual involved in conducting a trial should be qualified by education, training, and experience to
perform his or her respective task(s). 2.8 ²ÎÓëʵʩÁÙ´²ÊÔÑé¸öÿһ¸öÈËÓ¦µ±ÔÚÊܽÌÓý¡¢ÅàѵºÍ¾Ñé·½Ãæ¶¼ÓÐ×ʸñÍê³ÉËû»òËýµÄÔ¤ÆÚÈÎÎñ¡£
2.9 Freely given informed consent should be obtained from every subject prior to clinical trial participation. 2.9 Ó¦µ±ÔڲμÓÁÙ´²ÊÔÑéǰÿһ¸ö¶ÔÏó»ñµÃ×ÔÓɸø³öµÄÖªÇéͬÒâÊé¡£
2.10 All clinical trial information should be recorded, handled, and stored in a way that allows its accurate
reporting, interpretation and verification.
2.10 ËùÓÐÁÙ´²ÊÔÑé×ÊÁϱ»¼Ç¼¡¢´¦ÀíºÍ´¢´æµÄ·½Ê½Ó¦µ±ÔÊÐí×ÊÁϵÄ׼ȷ±¨¸æ¡¢½âÊͺͺ˶ԡ£
2.11 The confidentiality of records that could identify subjects should be protected, respecting the privacy and
confidentiality rules in accordance with the applicable regulatory requirement(s). 2.11 ¿ÉÄܼø±ð¶ÔÏóÉí·ÝµÄ¼Ç¼µÄ±£ÃÜÐÔÓ¦µ±µÃµ½±£»¤£¬ÒÀÕÕÊÊÓõĹÜÀíÒªÇó×ðÖØÒþ˽ºÍ±£Ãܹ涨¡£
2.12 Investigational products should be manufactured, handled, and stored in accordance with applicable good
manufacturing practice (GMP). They should be used in accordance with the approved protocol.
2.12 ÊÔÑéÓÃÒ©Æ·Ó¦µ±°´ÕÕÊÊÓõÄÒ©Æ·Éú²úÖÊÁ¿¹ÜÀí¹æ·¶£¨£Ç£Í£Ð£©Éú²ú¡¢´¦ÀíºÍ´¢´æ¡£ÊÔÑéÓÃÒ©Æ·Ó¦°´ÕÕÒÑÅú×¼µÄ·½°¸Ê¹Óá£
2.13 Systems with procedures that assure the quality of every aspect of the trial should be implemented.
2.13 Ó¦µ±½¨Á¢±£Ö¤ÊÔÑé¸÷·½ÃæÖÊÁ¿µÄ³ÌÐòϵͳ¡£
3. INSTITUTIONAL REVIEW BOARD/INDEPENDENT ETHICS COMMITTEE (IRB/IEC) »ú¹¹Éó²éίԱ»á/¶ÀÁ¢µÄÂ×ÀíίԱ»á
3.1 Responsibilities Ö°Ôð
3.1.1 An IRB/IEC should safeguard the rights, safety, and well-being of all trial subjects. Special attention should
be paid to trials that may include vulnerable subjects. 3.1.1 IRB/IECÓ¦µ±±£»¤ËùÓÐÊÔÑé¶ÔÏóµÄȨÀû¡¢°²È«ºÍ½¡¿µ¡£Ó¦µ±Ìرð×¢ÒâÄÇЩ¿ÉÄܰüÀ¨ÓÐÈõÊÆ¶ÔÏóµÄÊÔÑé¡£
3.1.2 The IRB/IEC should obtain the following documents: 3.1.2 IRB/IECÓ¦µ±µÃµ½ÒÔÏÂÎļþ£º
trial protocol(s)/amendment(s), written informed consent form(s) and consent form updates that the investigator proposes for use in the trial, subject recruitment procedures (e.g. advertisements), written information to be provided to subjects, Investigator's Brochure (IB), available safety information, information about payments and compensation available to subjects, the investigator¡¯s current curriculum vitae and/or other documentation evidencing qualifications, and any other documents that the IRB/IEC may need to fulfil its responsibilities. ÊÔÑé·½°¸/Ð޸ģ¬Ñо¿ÈËÔ±ÉêÇëÓÃÓÚÊÔÑéµÄÊéÃæÖªÇéͬÒâÊé¼°Æä¸üмþ£¬¶ÔÏóÕÐļ³ÌÐò£¨Èç¹ã¸æ£©£¬Ìṩ¸ø¶ÔÏóµÄÊéÃæ²ÄÁÏ£¬Ñо¿ÕßÊֲᣨ£É£Â£©£¬¿ÉµÃµ½µÄ°²È«ÐÔ²ÄÁÏ£¬¶ÔÏó¿É»ñµÃµÄ¸¶¿îºÍ²¹³¥£¬Ñо¿ÈËÔ±µÄ×îмòÀú/»òÆäËûÖ¤Ã÷Æä×ʸñµÄÎļþ£¬ÒÔ¼°IRB/IECÂÄÐÐÆäÖ°ÔðËùÐèÒªµÄÈÎºÎÆäËûÎļþ¡£
The IRB/IEC should review a proposed clinical trial within a reasonable time and document its views in writing, clearly identifying the trial, the documents reviewed and the dates for the following:
IRB/IECÓ¦µ±ÔÚºÏÀíµÄʱÏÞÄÚÉó²éËùÌáÒéµÄÁÙ´²Ñо¿£¬ÌṩÊéÃæÉóÆÀÒâ¼û£¬Ã÷È·µÄÈ·ÈÏÊÔÑé¡¢ËùÉóÆÀµÄÎļþºÍÈÕÆÚÈçÏ£º
? approval/ favourable opinion; ? Åú×¼/ÔÞ³ÉÒâ¼û
? modifications required prior to its approval/favourable opinion; ? ? ? ?
ÔÚÅú×¼/ÔÞ³É֮ǰËùÐèÒªµÄÐÞ¸Ä disapproval / negative opinion; and ²»Åú×¼/¸ºÃæµÄÒâ¼û£»ºÍ
termination/suspension of any prior approval/favourable opinion.
? ÖÐÖ¹/ÔÝÍ£ÏÈǰµÄÅú×¼/ÔÞ³ÉÒâ¼û
3.1.3 The IRB/IEC should consider the qualifications of the investigator for the proposed trial, as documented
by a current curriculum vitae and/or by any other relevant documentation the IRB/IEC requests. IRB/IECÓ¦µ±²ÎÕÕÏÖÐмòÀúºÍ/»òIRB/IECÒªÇóµÄÆäËûÏà¹ØÎļþ¿¼ÂÇËùÌáÒéÊÔÑéµÄÑо¿ÈËÔ±µÄ×ʸñ¡£
3.1.4 The IRB/IEC should conduct continuing review of each ongoing trial at intervals appropriate to the degree
of risk to human subjects, but at least once per year. IRB/IECÓ¦µ±¸ù¾ÝÈËÀà¶ÔÏóµÄΣÏÕ¶È£¬¼ä¸ôÒ»¶¨Ê¼þ¶ÔÕýÔÚ½øÏîµÄÊÔÑé¼ÌÐøÉóÆÀ£¬µ«ÖÁÉÙÿÄêÒ»´Î¡£